Integrity, Comprehensive Experience and Your Partner in Business

Company Overview

Forefront Capital is a private wealth management financial services firm that provides investment advisory, asset management and investment banking to high net worth clients. This unique cross-platform architecture enables our institutionally pedigreed investment professionals to provide our clients with comprehensive wealth management solutions.

Forefront Capital seeks to maximize the return potential in each business strategy by leveraging our institutional talents, pioneering access to alpha generating emerging managers in traditional and alternative assets, and providing liquidity through global capital markets. Through client focus, execution and services, our highly differentiated investment process enables the investment team's scope and expertise to solve complex investment challenges.

Asset Management:

We believe that the emerging manager space (portfolio managers with less than $250 million in assets under management) provides the greatest risk adjusted returns and Forefront is the noted channel into this community. Our highly experienced and accomplished individual asset management platform and brokerage operation serves as the branded conduit into the emerging hedge fund manager community. Clients have the opportunity to invest in entrepreneurial managers selected for their pedigree and past performance history. These managers focus on alpha generation and leverage Forefront’s institutional operational infrastructure including analysts, risk management; and portfolio construction oversight. Forefront’s Discovery fund provides investors with a diversified access to this manager pool without the typical additional layer of fees that a fund of fund charges.

Additionally, we recognize the growing interest in computer driven strategies and have created a fund of highly pedigreed; diverse; and historically successful managers in this space. Similar to the Discovery fund, most of the managers are on premise, thereby providing greater oversight and risk management. The fee structure is investor friendly; the investor has diversification of managers in a transparent and highly liquid structure.

Investment Banking:

Forefront has created a unique sourcing and distribution platform by leveraging its strong connections in the advisor (RIA) community. Forefront has formed a community whereby the interests of the advisor are aligned with the banker to identify, originate and distribute investment banking and merchant banking opportunities. Forefront has expanded its infrastructure services to include private equity firms to create a first view of transactions for the merchant bank, fee generation for the investment bank and liquidity events that provide RIA’s with more client funds to manage.

Integral to Forefront’s competitive edge in Investment Banking & Merchant Banking is its ability to leverage the breadth and experience of the leadership team to provide clients with strategic analyses and assessment of business opportunities.

Individual Investor Services:

Forefront’s diversified and personalized spectrum of products and individual investment services ranging from market strategies including:

• Asset Allocation Strategies
• Comprehensive Portfolio Reviews
• Insurance & Retirement Planning (401K)
• Tax planning and Estate preservation
• Individual Portfolio Management
• Education Planning
• Wealth Transfer
• Alternative Investments
• Real estate analysis and acquisition/disposition and equity/debt capital raising

Forefront Capital is an SEC-registered investment advisor organized to give institutional investors access to established asset managers with less than $250 million under management. Institutional investors engage the Forefront investment committee to identify and select established managers to take part in the Forefront Portfolio Manager Partnership Platform (PMPP). The PMPP provides managers with institutional infrastructure - including full operations and access to capital. Partnering with Forefront is a significant branding event allowing managers to assuage investors' concerns about business viability and providing comfort to investors that a manager is following best practices principles.

Important Information About Procedures For Opening a New Account

To help the government fight the funding of terrorism and money laundering activities, Federal Law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means to you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.